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Vanderploeg Martin J.'s Form 4 filing

Workiva Inc (WK) · filed Aug 20, 2021

Accession no.
0001445305-21-000130
Filed
Aug 20, 2021
Trade date
Aug 18-19, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 7 non-derivative transactions. Open-market sales total $4.71M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Vanderploeg Martin J.CIK 0001014008Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 18, 2021Class A Common StockSSaleDisposed−3,775$134.47F2−$507,624.25234,776Indirect
Aug 18, 2021Class A Common StockSSaleDisposed−12,000$135.34F3−$1,624,080222,776Indirect
Aug 18, 2021Class A Common StockSSaleDisposed−1,725$136.04F4−$234,669221,051Indirect
Aug 19, 2021Class A Common StockSSaleDisposed−4,467$132.59F5−$592,279.53216,584Indirect
Aug 19, 2021Class A Common StockSSaleDisposed−6,939$133.55F6−$926,703.45209,645Indirect
Aug 19, 2021Class A Common StockSSaleDisposed−3,586$134.86F7−$483,607.96206,059Indirect
Aug 19, 2021Class A Common StockSSaleDisposed−2,508$135.41F8−$339,608.28203,551Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $133.87 to $134.86. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $134.88 to $135.86. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $135.88 to $136.28. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $132.09 to $133.07. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $133.09 to $134.08. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $134.22 to $135.19. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $135.22 to $135.58. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)