Klindt Jill's Form 4 filing
Workiva Inc (WK) · filed Aug 18, 2021
- Accession no.
- 0001445305-21-000126
- Filed
- Aug 18, 2021
- Trade date
- Aug 16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.40M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klindt JillCIK 0001626102 | Officer (SVP, CFO, CAO & Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +11,880 | $15.83 | +$188,060.4 | 61,633 | Direct | |
| Aug 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +911 | $15.86 | +$14,448.46 | 62,544 | Direct | |
| Aug 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +5,544 | $15.86 | +$87,927.84 | 68,088 | Direct | |
| Aug 16, 2021 | Class A Common Stock | SSaleDisposed | −18,335 | $130.71F1 | −$2,396,567.85 | 49,753 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −11,880 | $0.00 | $0 | 0 | Direct | |
| Aug 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −911 | $0.00 | $0 | 0 | Direct | |
| Aug 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −5,544 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted-average price. The price actually received ranges from $128.50 to $132.55. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.