Vanderploeg Martin J.'s Form 4 filing
Workiva Inc (WK) · filed Aug 11, 2021
- Accession no.
- 0001445305-21-000113
- Filed
- Aug 11, 2021
- Trade date
- Aug 9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $93.8M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vanderploeg Martin J.CIK 0001014008 | Director, Officer (President & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Class A Common Stock | CConversionAcquired | +561,029 | $0.00 | $0 | 713,597 | Indirect | |
| Aug 9, 2021 | Class A Common Stock | SSaleDisposed | −691,029 | $127.50 | −$88,106,197.5 | 22,568 | Indirect | |
| Aug 9, 2021 | Class A Common Stock | MOption exerciseAcquired | +44,550 | $15.83 | +$705,226.5 | 402,251 | Direct | |
| Aug 9, 2021 | Class A Common Stock | SSaleDisposed | −44,550 | $127.50 | −$5,680,125 | 357,701 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Class A Common Stock | CConversionDisposed | −561,029 | $0.00 | $0 | 1,392,994 | Indirect | |
| Aug 9, 2021 | Class A Common Stock | MOption exerciseDisposed | −44,550 | $0.00 | $0 | 133,650 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.