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Trom Jeff D.'s Form 4 filing

Workiva Inc (WK) · filed Jul 26, 2021

Accession no.
0001445305-21-000101
Filed
Jul 26, 2021
Trade date
Jul 23, 2021
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market sales total $3.23M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Trom Jeff D.CIK 0001013632Officer (Executive VP & CTO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 23, 2021Class A Common StockSSaleDisposed−8,161$128.06F2−$1,045,097.6691,839Indirect
Jul 23, 2021Class A Common StockSSaleDisposed−7,050$129.40F3−$912,27084,789Indirect
Jul 23, 2021Class A Common StockSSaleDisposed−9,689$130.13F4−$1,260,829.5775,100Indirect
Jul 23, 2021Class A Common StockSSaleDisposed−100$130.78−$13,07875,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $127.58 to $128.51. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $128.75 to $129.73. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $129.75 to $130.73. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)