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Vanderploeg Martin J.'s Form 4 filing

Workiva Inc (WK) · filed Jul 21, 2021

Accession no.
0001445305-21-000099
Filed
Jul 21, 2021
Trade date
Jul 19-20, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 11 non-derivative transactions. Open-market sales total $4.29M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Vanderploeg Martin J.CIK 0001014008Director, Officer (President & CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 19, 2021Class A Common StockSSaleDisposed−1,962$117.05F2−$229,652.1185,606Indirect
Jul 19, 2021Class A Common StockSSaleDisposed−1,200$118.40F3−$142,080184,406Indirect
Jul 19, 2021Class A Common StockSSaleDisposed−1,766$119.36F4−$210,789.76182,640Indirect
Jul 19, 2021Class A Common StockSSaleDisposed−8,665$120.65F5−$1,045,432.25173,975Indirect
Jul 19, 2021Class A Common StockSSaleDisposed−3,907$121.24F6−$473,684.68170,068Indirect
Jul 20, 2021Class A Common StockSSaleDisposed−1,600$121.89F7−$195,024168,468Indirect
Jul 20, 2021Class A Common StockSSaleDisposed−2,804$123.05F8−$345,032.2165,664Indirect
Jul 20, 2021Class A Common StockSSaleDisposed−1,380$124.66F9−$172,030.8164,284Indirect
Jul 20, 2021Class A Common StockSSaleDisposed−5,034$125.47F10−$631,615.98159,250Indirect
Jul 20, 2021Class A Common StockSSaleDisposed−5,982$126.35F11−$755,825.7153,268Indirect
Jul 20, 2021Class A Common StockSSaleDisposed−700$127.26F12−$89,082152,568Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $116.69 to $117.66. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $118.00 to $118.80. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $119.08 to $119.99. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $120.08 to $121.05. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $121.09 to $121.44. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $121.54 to $122.24. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $122.54 to $123.52. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $123.98 to $124.96. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $125.00 to $125.97. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $126.02 to $126.98. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F12

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $127.20 to $127.34. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)