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Rothenstein David M's Form 4 filing

Ciena Corp (CIEN) · filed Sep 22, 2026

Accession no.
0001444157-26-000026
Filed
Sep 22, 2026, 3:09 PM ET
Trade date
Sep 20, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rothenstein David MCIK 0001444157Officer (EVP & Chief Strategy Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 20, 2026Common StockFTax withholdingDisposed−679$348.80−$236,835.2177,052Direct
Sep 20, 2026Common StockFTax withholdingDisposed−204$348.80−$71,155.2176,848Direct
Sep 20, 2026Common StockFTax withholdingDisposed−811$348.80−$282,876.8176,037Direct
Sep 20, 2026Common StockFTax withholdingDisposed−436$348.80−$152,076.8175,601Direct
Sep 20, 2026Common StockFTax withholdingDisposed−220$348.80−$76,736175,381Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)