Kelley Stephen Douglas's Form 4 filing
Advanced Energy Industries IncAEIS · filed Mar 12, 2026
- Accession no.
- 0001443674-26-000004
- Filed
- Mar 12, 2026
- Trade date
- Mar 10, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 13 non-derivative transactions. Open-market sales total $15.8M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kelley Stephen DouglasCIK 0001443674 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2026 | Common Stock | SSaleDisposed | −543 | $305.48 | −$165,875.64 | 129,833 | Direct | |
| Mar 10, 2026 | Common Stock | SSaleDisposed | −876 | $306.87F2 | −$268,818.12 | 128,957 | Direct | |
| Mar 10, 2026 | Common Stock | SSaleDisposed | −1,112 | $306.96F3 | −$341,339.52 | 127,845 | Direct | |
| Mar 10, 2026 | Common Stock | SSaleDisposed | −1,224 | $309.77F4 | −$379,158.48 | 126,621 | Direct | |
| Mar 10, 2026 | Common Stock | SSaleDisposed | −3,330 | $311.88F5 | −$1,038,560.4 | 123,291 | Direct | |
| Mar 10, 2026 | Common Stock | SSaleDisposed | −3,718 | $313.80F6 | −$1,166,708.4 | 119,573 | Direct | |
| Mar 10, 2026 | Common Stock | SSaleDisposed | −5,678 | $314.82F7 | −$1,787,547.96 | 113,895 | Direct | |
| Mar 10, 2026 | Common Stock | SSaleDisposed | −2,312 | $315.88F8 | −$730,314.56 | 111,583 | Direct | |
| Mar 10, 2026 | Common Stock | SSaleDisposed | −2,309 | $317.21F9 | −$732,437.89 | 109,274 | Direct | |
| Mar 10, 2026 | Common Stock | SSaleDisposed | −7,229 | $317.94F10 | −$2,298,388.26 | 102,045 | Direct | |
| Mar 10, 2026 | Common Stock | SSaleDisposed | −13,278 | $319.05F11 | −$4,236,345.9 | 88,767 | Direct | |
| Mar 10, 2026 | Common Stock | SSaleDisposed | −7,535 | $319.90F12 | −$2,410,446.5 | 81,232 | Direct | |
| Mar 10, 2026 | Common Stock | SSaleDisposed | −856 | $321.13F13 | −$274,887.28 | 80,376 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $306.79 to $307.21, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $307.89 to $308.00, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $309.68 to $310.02, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $311.81 to $312.19, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $313.15 to $314.09, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.28 to $315.05, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $315.36 to $315.91, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
Referenced by the price of 1 transaction in Table I.
- F9
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $316.56 to $317.50, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
Referenced by the price of 1 transaction in Table I.
- F10
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $317.67 to $318.64, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
Referenced by the price of 1 transaction in Table I.
- F11
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $318.69 to $319.62, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
Referenced by the price of 1 transaction in Table I.
- F12
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $319.74 to $320.41, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
Referenced by the price of 1 transaction in Table I.
- F13
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $320.81 to $321.35, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
Referenced by the price of 1 transaction in Table I.