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Merriman Dwight A's Form 4/A amendment

Amended

MongoDB, Inc. (MDB) · filed Jul 1, 2024

Accession no.
0001441816-24-000150
Filed
Jul 1, 2024
Trade date
Jun 25, 2024
Filing delay
6 days
Rule 10b5-1 plan
Not checked
Original filed
Jun 27, 2024

This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $380.3K. It was filed 6 days after the trade.

This amendment restates part of 0001441816-24-000131 (filed Jun 27, 2024). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Merriman Dwight ACIK 0001237858Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 25, 2024Class A Common StockAGrant or awardAcquired+820$0.00$01,147,006Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001441816-24-000131 (filed Jun 27, 2024).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001441816-24-000131
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 25, 2024Class A Common StockSSaleDisposed−598$226.31−$135,333.381,146,186Direct
Jun 27, 2024Class A Common StockSSaleDisposed−1,000$245.00−$245,0001,146,003Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2025 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

Remarks

On June 27, 2024, the Reporting Person filed a Form 4 which, due to an inadvertent administrative error, incorrectly set forth the number of shares of Class A Common Stock (the "Shares") received by the Reporting Person in connection with the Reporting Person's receipt of restricted stock units pursuant to the Reporting Person's annual equity grant under the Issuer's non-employee director compensation policy. This Form 4/A is being filed to correctly set forth the number of Shares earned by the Reporting Person.

Read the full filing on SEC EDGAR (opens in a new tab)