Gordon Michael Lawrence's Form 4 filing
MongoDB, Inc. (MDB) · filed Sep 18, 2023
- Accession no.
- 0001441816-23-000174
- Filed
- Sep 18, 2023
- Trade date
- Sep 14, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.85M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gordon Michael LawrenceCIK 0001615459 | Officer (COO and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2023 | Class A Common Stock | MOption exerciseAcquired | +5,000 | $6.50 | +$32,500 | 106,509 | Direct | |
| Sep 14, 2023 | Class A Common Stock | SSaleDisposed | −1,000 | $367.15F2 | −$367,150 | 105,509 | Direct | |
| Sep 14, 2023 | Class A Common Stock | SSaleDisposed | −200 | $368.56F3 | −$73,712 | 105,309 | Direct | |
| Sep 14, 2023 | Class A Common Stock | SSaleDisposed | −400 | $370.63F4 | −$148,252 | 104,909 | Direct | |
| Sep 14, 2023 | Class A Common Stock | SSaleDisposed | −300 | $371.34F5 | −$111,402 | 104,609 | Direct | |
| Sep 14, 2023 | Class A Common Stock | SSaleDisposed | −3,100 | $372.13F6 | −$1,153,603 | 101,509 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2023 | Class A Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 13,859 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $367.01 to $367.55, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $368.12 to $369.00, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $370.01 to $371.00, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $371.04 to $371.95, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $372.12 to $372.30, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.