Cochran Hope F's Form 4/A amendment
AmendedMongoDB, Inc. (MDB) · filed Jun 20, 2023
- Accession no.
- 0001441816-23-000097
- Filed
- Jun 20, 2023
- Trade date
- Jun 2, 2023
- Filing delay
- 18 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Jun 6, 2023
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $762.2K. It was filed 18 days after the trade.
This amendment restates part of 0001441816-23-000094 (filed Jun 6, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cochran Hope FCIK 0001392352 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2023 | Class A Common Stock | SSaleDisposed | −2,000 | $381.12 | −$762,240 | 7,437 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001441816-23-000094 (filed Jun 6, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2023 | Class A Common Stock | MOption exerciseAcquired | +2,000 | $7.58 | +$15,160 | 11,437 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2023 | Class A Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 39,124 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On June 2, 2023, the Reporting Person sold 2,000 shares of the Issuer's common stock (the "Sold Shares") pursuant to a Rule 10b5-1 trading plan and correctly reported the sale on a Form 4 filed on June 6, 2023. However, the Reporting Person incorrectly reported on the same Form 4 that the Sold Shares were acquired on June 2, 2023, pursuant to the exercise of stock options. That exercise did not occur. Instead, the Sold Shares were shares that the Reporting Person already owned. As of the date of this report, there remain 41,124 shares available for exercise pursuant to the stock options and the Reporting Person beneficially owns 7,437 shares of the Issuer's common stock.