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Merriman Dwight A's Form 4 filing

MongoDB, Inc. (MDB) · filed Feb 3, 2022

Accession no.
0001441816-22-000025
Filed
Feb 3, 2022
Trade date
Feb 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 28 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.83M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Merriman Dwight ACIK 0001237858Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 1, 2022Class A Common StockMOption exerciseAcquired+2,875$1.96+$5,6351,351,384Direct
Feb 1, 2022Class A Common StockSSaleDisposed−400$391.20F2−$156,4801,350,984Direct
Feb 1, 2022Class A Common StockSSaleDisposed−300$392.25F3−$117,6751,350,684Direct
Feb 1, 2022Class A Common StockSSaleDisposed−600$395.47F4−$237,2821,350,084Direct
Feb 1, 2022Class A Common StockSSaleDisposed−500$396.69F5−$198,3451,349,584Direct
Feb 1, 2022Class A Common StockSSaleDisposed−859$397.75F6−$341,667.251,348,725Direct
Feb 1, 2022Class A Common StockSSaleDisposed−1,050$398.88F7−$418,8241,347,675Direct
Feb 1, 2022Class A Common StockSSaleDisposed−1,100$400.10F8−$440,1101,346,575Direct
Feb 1, 2022Class A Common StockSSaleDisposed−1,343$401.06F9−$538,623.581,345,232Direct
Feb 1, 2022Class A Common StockSSaleDisposed−1,783$402.23F10−$717,176.091,343,449Direct
Feb 1, 2022Class A Common StockSSaleDisposed−996$403.17F11−$401,557.321,342,453Direct
Feb 1, 2022Class A Common StockSSaleDisposed−775$404.29F12−$313,324.751,341,678Direct
Feb 1, 2022Class A Common StockSSaleDisposed−1,151$405.43F13−$466,649.931,340,527Direct
Feb 1, 2022Class A Common StockSSaleDisposed−2,043$406.42F14−$830,316.061,338,484Direct
Feb 1, 2022Class A Common StockSSaleDisposed−800$407.55F15−$326,0401,337,684Direct
Feb 1, 2022Class A Common StockSSaleDisposed−300$408.46F16−$122,5381,337,384Direct
Feb 1, 2022Class A Common StockSSaleDisposed−156$390.95F17−$60,988.2559,740Indirect
Feb 1, 2022Class A Common StockSSaleDisposed−200$392.50F19−$78,500559,540Indirect
Feb 1, 2022Class A Common StockSSaleDisposed−163$395.79F20−$64,513.77559,377Indirect
Feb 1, 2022Class A Common StockSSaleDisposed−200$396.85F21−$79,370559,177Indirect
Feb 1, 2022Class A Common StockSSaleDisposed−200$398.05F22−$79,610558,977Indirect
Feb 1, 2022Class A Common StockSSaleDisposed−349$399.59F23−$139,456.91558,628Indirect
Feb 1, 2022Class A Common StockSSaleDisposed−370$400.63F24−$148,233.1558,258Indirect
Feb 1, 2022Class A Common StockSSaleDisposed−521$402.06F25−$209,473.26557,737Indirect
Feb 1, 2022Class A Common StockSSaleDisposed−101$402.88F26−$40,690.88557,636Indirect
Feb 1, 2022Class A Common StockSSaleDisposed−240$404.30F27−$97,032557,396Indirect
Feb 1, 2022Class A Common StockSSaleDisposed−200$405.73F28−$81,146557,196Indirect
Feb 1, 2022Class A Common StockSSaleDisposed−300$406.70−$122,010556,896Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 1, 2022Class A Common StockMOption exerciseDisposed−2,875$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $390.85 to $391.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $391.91 to $392.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $395.13 to $396.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $396.20 to $397.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $397.24 to $398.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $398.30 to $399.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $399.54 to $400.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $400.60 to $401.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $401.73 to $402.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $402.80 to $403.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $403.89 to $404.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F13

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $404.87 to $405.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F14

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $405.87 to $406.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F15

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $407.22 to $408.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F16

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $408.25 to $408.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F17

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $390.85 to $391.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F19

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $392.40 to $392.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F20

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $395.29 to $396.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F21

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $396.50 to $397.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F22

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $397.82 to $398.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F23

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $399.17 to $399.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F24

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $400.40 to $400.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F25

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $401.75 to $402.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F26

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $402.82 to $402.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F27

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $404.00 to $404.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F28

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $405.45 to $406.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)