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Bull Thomas's Form 4 filing

MongoDB, Inc. (MDB) · filed Dec 17, 2021

Accession no.
0001441816-21-000249
Filed
Dec 17, 2021
Trade date
Dec 15, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 16 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.23M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bull ThomasCIK 0001719887Officer (Principal Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 15, 2021Class A Common StockMOption exerciseAcquired+2,500$6.50+$16,25019,416Direct
Dec 15, 2021Class A Common StockSSaleDisposed−100$476.05−$47,60519,316Direct
Dec 15, 2021Class A Common StockSSaleDisposed−200$497.42F2−$99,48419,116Direct
Dec 15, 2021Class A Common StockSSaleDisposed−200$480.67F3−$96,13418,916Direct
Dec 15, 2021Class A Common StockSSaleDisposed−300$482.26F4−$144,67818,616Direct
Dec 15, 2021Class A Common StockSSaleDisposed−200$483.44F5−$96,68818,416Direct
Dec 15, 2021Class A Common StockSSaleDisposed−100$484.62−$48,46218,316Direct
Dec 15, 2021Class A Common StockSSaleDisposed−200$487.58F6−$97,51618,116Direct
Dec 15, 2021Class A Common StockSSaleDisposed−200$488.99F7−$97,79817,916Direct
Dec 15, 2021Class A Common StockSSaleDisposed−100$490.19−$49,01917,816Direct
Dec 15, 2021Class A Common StockSSaleDisposed−200$492.59F8−$98,51817,616Direct
Dec 15, 2021Class A Common StockSSaleDisposed−100$498.15−$49,81517,516Direct
Dec 15, 2021Class A Common StockSSaleDisposed−100$505.63−$50,56317,416Direct
Dec 15, 2021Class A Common StockSSaleDisposed−200$507.02F9−$101,40417,216Direct
Dec 15, 2021Class A Common StockSSaleDisposed−200$508.33F10−$101,66617,016Direct
Dec 15, 2021Class A Common StockSSaleDisposed−100$509.84−$50,98416,916Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 15, 2021Class A Common StockMOption exerciseDisposed−2,500$0.00$02,500Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $478.98 to $479.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $480.44 to $480.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $481.95 to $482.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $483.11 to $483.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $487.53 to $487.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $488.61 to $489.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $492.14 to $493.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $506.73 to $507.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $507.87 to $508.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)