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Cox James S's Form 4 filing

Clearwater Analytics Holdings, Inc. (CWAN) · filed Apr 16, 2026

Accession no.
0001441361-26-000018
Filed
Apr 16, 2026
Trade date
Apr 15, 2026
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $450.1K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cox James SCIK 0001441361Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 15, 2026Class A Common StockMOption exerciseAcquired+13,141$4.40+$57,820.4498,560Direct
Apr 15, 2026Class A Common StockMOption exerciseAcquired+3,792$4.40+$16,684.8502,352Direct
Apr 15, 2026Class A Common StockMOption exerciseAcquired+20,035$4.40+$88,154522,387Direct
Apr 15, 2026Class A Common StockSSaleDisposed−7,425$24.07F2−$178,719.75514,962Direct
Apr 15, 2026Class A Common StockSSaleDisposed−4,870$24.07F3−$117,220.9510,092Direct
Apr 15, 2026Class A Common StockFTax withholdingDisposed−2,387$24.06−$57,431.22507,705Direct
Apr 15, 2026Class A Common StockFTax withholdingDisposed−8,271$24.07−$199,082.97499,434Direct
Apr 15, 2026Class A Common StockFTax withholdingDisposed−12,610$24.07−$303,522.7486,824Direct
Apr 15, 2026Class A Common StockSSaleDisposed−1,405$24.06−$33,804.3485,419Direct
Apr 15, 2026Class A Common StockSSaleDisposed−5,000$24.07F2−$120,350480,419Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 15, 2026Class A Common StockMOption exerciseDisposed−13,141$0.00$025,911Direct
Apr 15, 2026Class A Common StockMOption exerciseDisposed−3,792$0.00$022,119Direct
Apr 15, 2026Class A Common StockMOption exerciseDisposed−20,035$0.00$02,084Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $24.04 USD to $24.08 USD; the price reported above reflects the weighted average sale price.

Referenced by the price of 2 transactions in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $24.04 USD to $24.085 USD; the price reported above reflects the weighted average sale price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)