Cox James S's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Jan 20, 2026
- Accession no.
- 0001441361-26-000006
- Filed
- Jan 20, 2026
- Trade date
- Jan 15, 2026
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $451.4K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox James SCIK 0001441361 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 15, 2026 | Class A Common Stock | MOption exerciseAcquired | +3,499 | $4.40 | +$15,395.6 | 404,196 | Direct | |
| Jan 15, 2026 | Class A Common Stock | MOption exerciseAcquired | +18,486 | $4.40 | +$81,338.4 | 422,682 | Direct | |
| Jan 15, 2026 | Class A Common Stock | MOption exerciseAcquired | +12,125 | $4.40 | +$53,350 | 434,807 | Direct | |
| Jan 15, 2026 | Class A Common Stock | FTax withholdingDisposed | −2,094 | $24.14 | −$50,549.16 | 432,713 | Direct | |
| Jan 15, 2026 | Class A Common Stock | FTax withholdingDisposed | −7,255 | $24.14 | −$175,135.7 | 425,458 | Direct | |
| Jan 15, 2026 | Class A Common Stock | FTax withholdingDisposed | −11,061 | $24.14 | −$267,012.54 | 414,397 | Direct | |
| Jan 15, 2026 | Class A Common Stock | SSaleDisposed | −1,405 | $24.14 | −$33,916.7 | 412,992 | Direct | |
| Jan 15, 2026 | Class A Common Stock | SSaleDisposed | −4,870 | $24.14F4 | −$117,561.8 | 408,122 | Direct | |
| Jan 15, 2026 | Class A Common Stock | SSaleDisposed | −7,425 | $24.14F4 | −$179,239.5 | 400,697 | Direct | |
| Jan 15, 2026 | Class A Common Stock | SSaleDisposed | −5,000 | $24.14F5 | −$120,700 | 395,697 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 15, 2026 | Class A Common Stock | MOption exerciseDisposed | −3,499 | $0.00 | $0 | 141,399 | Direct | |
| Jan 15, 2026 | Class A Common Stock | MOption exerciseDisposed | −18,486 | $0.00 | $0 | 122,913 | Direct | |
| Jan 15, 2026 | Class A Common Stock | MOption exerciseDisposed | −12,125 | $0.00 | $0 | 110,788 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
This transaction was executed in multiple trades at prices ranging from $24.11 USD to $24.18 USD; the price reported reflects the weighted average sale price.
Referenced by the price of 2 transactions in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $24.11 USD to $24.17 USD; the price reported reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.