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Cox James S's Form 4 filing

Clearwater Analytics Holdings, Inc. (CWAN) · filed Dec 17, 2025

Accession no.
0001441361-25-000013
Filed
Dec 17, 2025
Trade date
Dec 15, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $241.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cox James SCIK 0001441361Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 15, 2025Class A Common StockMOption exerciseAcquired+12,465$4.40+$54,846346,448Direct
Dec 15, 2025Class A Common StockMOption exerciseAcquired+3,574$4.40+$15,725.6350,022Direct
Dec 15, 2025Class A Common StockSSaleDisposed−4,870$21.34F2−$103,925.8345,152Direct
Dec 15, 2025Class A Common StockSSaleDisposed−1,405$21.88−$30,741.4343,747Direct
Dec 15, 2025Class A Common StockFTax withholdingDisposed−7,595$21.34−$162,077.3336,152Direct
Dec 15, 2025Class A Common StockFTax withholdingDisposed−2,169$21.88−$47,457.72333,983Direct
Dec 15, 2025Class A Common StockSSaleDisposed−5,000$21.34F4−$106,700328,983Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 15, 2025Class A Common StockMOption exerciseDisposed−12,465$0.00$0167,329Direct
Dec 15, 2025Class A Common StockMOption exerciseDisposed−3,574$0.00$0163,755Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $21.19 USD to $21.61 USD; the price reported reflects the weighted average sale price.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $21.18 USD to $21.60 USD; the price reported reflects the weighted average sale price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)