Cox James S's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Nov 19, 2025
- Accession no.
- 0001441361-25-000009
- Filed
- Nov 19, 2025
- Trade date
- Nov 17, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $222.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox James SCIK 0001441361 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2025 | Class A Common Stock | MOption exerciseAcquired | +12,727 | $4.40 | +$55,998.8 | 351,710 | Direct | |
| Nov 17, 2025 | Class A Common Stock | MOption exerciseAcquired | +3,685 | $4.40 | +$16,214 | 355,395 | Direct | |
| Nov 17, 2025 | Class A Common Stock | SSaleDisposed | −1,405 | $19.54 | −$27,453.7 | 353,990 | Direct | |
| Nov 17, 2025 | Class A Common Stock | SSaleDisposed | −4,870 | $19.77F2 | −$96,279.9 | 349,120 | Direct | |
| Nov 17, 2025 | Class A Common Stock | FTax withholdingDisposed | −2,280 | $19.54 | −$44,551.2 | 346,840 | Direct | |
| Nov 17, 2025 | Class A Common Stock | FTax withholdingDisposed | −7,857 | $19.77 | −$155,332.89 | 338,983 | Direct | |
| Nov 17, 2025 | Class A Common Stock | SSaleDisposed | −5,000 | $19.77F4 | −$98,850 | 333,983 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2025 | Class A Common Stock | MOption exerciseDisposed | −3,685 | $0.00 | $0 | 267,948 | Direct | |
| Nov 17, 2025 | Class A Common Stock | MOption exerciseDisposed | −12,727 | $0.00 | $0 | 255,221 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $19.34 USD to $20.52 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $19.31 USD to $20.42 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.