Cox James S's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Oct 1, 2025
- Accession no.
- 0001441361-25-000005
- Filed
- Oct 1, 2025
- Trade date
- Sep 30, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $104.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox James SCIK 0001441361 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2025 | Class A Common Stock | MOption exerciseAcquired | +3,125 | $0.00 | $0 | 342,089 | Direct | |
| Sep 30, 2025 | Class A Common Stock | MOption exerciseAcquired | +7,813 | $0.00 | $0 | 349,902 | Direct | |
| Sep 30, 2025 | Class A Common Stock | SSaleDisposed | −4,228 | $17.68 | −$74,751.04 | 345,674 | Direct | |
| Sep 30, 2025 | Class A Common Stock | SSaleDisposed | −1,691 | $17.68 | −$29,896.88 | 343,983 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2025 | Class A Common Stock | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 28,125 | Direct | |
| Sep 30, 2025 | Class A Common Stock | MOption exerciseDisposed | −7,813 | $0.00 | $0 | 101,562 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.