Cox James S's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Sep 17, 2025
- Accession no.
- 0001441361-25-000002
- Filed
- Sep 17, 2025
- Trade date
- Sep 15, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $220.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox James SCIK 0001441361 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2025 | Class A Common Stock | MOption exerciseAcquired | +12,782 | $4.40 | +$56,240.8 | 356,746 | Direct | |
| Sep 15, 2025 | Class A Common Stock | MOption exerciseAcquired | +3,675 | $4.40 | +$16,170 | 360,421 | Direct | |
| Sep 15, 2025 | Class A Common Stock | FTax withholdingDisposed | −7,912 | $19.48 | −$154,125.76 | 352,509 | Direct | |
| Sep 15, 2025 | Class A Common Stock | FTax withholdingDisposed | −2,270 | $19.71 | −$44,741.7 | 350,239 | Direct | |
| Sep 15, 2025 | Class A Common Stock | SSaleDisposed | −1,405 | $19.71 | −$27,692.55 | 348,834 | Direct | |
| Sep 15, 2025 | Class A Common Stock | SSaleDisposed | −4,870 | $19.48 | −$94,867.6 | 343,964 | Direct | |
| Sep 15, 2025 | Class A Common Stock | SSaleDisposed | −5,000 | $19.48 | −$97,400 | 338,964 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2025 | Class A Common Stock | MOption exerciseAcquired | +3,675 | $0.00 | $0 | 301,313 | Direct | |
| Sep 15, 2025 | Class A Common Stock | MOption exerciseAcquired | +12,782 | $0.00 | $0 | 288,531 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.