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Dua Chirag's Form 4 filing

Zurn Elkay Water Solutions Corp (ZWS) · filed Aug 24, 2021

Accession no.
0001439288-21-000165
Filed
Aug 24, 2021
Trade date
Aug 23, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $451.7K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dua ChiragCIK 0001819488Officer (VP & Gen Mgr-Digital Solutions)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 23, 2021Common StockMOption exerciseAcquired+1,542$23.13+$35,666.469,528Direct
Aug 23, 2021Common StockMOption exerciseAcquired+2,514$28.91+$72,679.7412,042Direct
Aug 23, 2021Common StockSSaleDisposed−4,056$60.20−$244,171.27,986Direct
Aug 23, 2021Common StockSSaleDisposed−3,449$60.18F1−$207,560.824,537Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 23, 2021Common StockMOption exerciseDisposed−1,542$0.00$00Direct
Aug 23, 2021Common StockMOption exerciseDisposed−2,514$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $60.1808 to $60.1832. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)