Blickenstaff Kim D's Form 4 filing
Tandem Diabetes Care Inc (TNDM) · filed May 19, 2022
- Accession no.
- 0001438133-22-000087
- Filed
- May 19, 2022
- Trade date
- May 17-18, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $999.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blickenstaff Kim DCIK 0001238913 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 17, 2022 | Common Stock | MOption exerciseAcquired | +6,560 | $9.00 | +$59,040 | 8,452 | Direct | |
| May 18, 2022 | Common Stock | MOption exerciseAcquired | +2,205 | $0.00 | $0 | 10,657 | Direct | |
| May 17, 2022 | Common Stock | MOption exerciseAcquired | +13,562 | $73.73 | +$999,926.26 | 215,952 | Indirect | |
| May 17, 2022 | Common Stock | SSaleDisposed | −10,762 | $92.91 | −$999,897.42 | 205,190 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 17, 2022 | Common Stock | MOption exerciseAcquired | +6,560 | $9.00 | +$59,040 | 0 | Direct | |
| May 17, 2022 | Common Stock | MOption exerciseAcquired | +13,562 | $73.73 | +$999,926.26 | 0 | Indirect | |
| May 18, 2022 | Common Stock | MOption exerciseAcquired | +2,205 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.