Berger David B's Form 4 filing
Tandem Diabetes Care Inc (TNDM) · filed Feb 3, 2022
- Accession no.
- 0001438133-22-000008
- Filed
- Feb 3, 2022
- Trade date
- Feb 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $117.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Berger David BCIK 0001422126 | Officer (EVP, Bus Ops & Compliance) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | MOption exerciseAcquired | +1,000 | $18.86 | +$18,860 | 5,451 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −242 | $116.67 | −$28,234.14 | 5,209 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −400 | $117.78 | −$47,112 | 4,809 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −358 | $118.89 | −$42,562.62 | 4,451 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | MOption exerciseAcquired | +1,000 | $18.86 | +$18,860 | 49,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.