Leal James's Form 4 filing
Tandem Diabetes Care Inc (TNDM) · filed Dec 29, 2021
- Accession no.
- 0001438133-21-000232
- Filed
- Dec 29, 2021
- Trade date
- Dec 27, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $288.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Leal JamesCIK 0001866570 | Officer (SVP, Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Common Stock | MOption exerciseAcquired | +1,667 | $51.50 | +$85,850.5 | 5,675 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseAcquired | +239 | $82.34 | +$19,679.26 | 5,914 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −540 | $150.95 | −$81,513 | 5,374 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −1,266 | $151.60 | −$191,925.6 | 4,108 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −100 | $152.27 | −$15,227 | 4,008 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Common Stock | MOption exerciseAcquired | +1,667 | $51.50 | +$85,850.5 | 23,333 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseAcquired | +239 | $82.34 | +$19,679.26 | 6,909 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.