Gasser Elizabeth Anne's Form 4 filing
Tandem Diabetes Care Inc (TNDM) · filed Dec 9, 2021
- Accession no.
- 0001438133-21-000228
- Filed
- Dec 9, 2021
- Trade date
- Dec 7, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $151.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gasser Elizabeth AnneCIK 0001866283 | Officer (EVP, Chief Strategy Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Common Stock | MOption exerciseAcquired | +797 | $89.54 | +$71,363.38 | 1,228 | Direct | |
| Dec 7, 2021 | Common Stock | MOption exerciseAcquired | +286 | $82.34 | +$23,549.24 | 1,514 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −1,083 | $140.00 | −$151,620 | 431 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Common Stock | MOption exerciseAcquired | +797 | $89.54 | +$71,363.38 | 21,514 | Direct | |
| Dec 7, 2021 | Common Stock | MOption exerciseAcquired | +286 | $82.34 | +$23,549.24 | 8,601 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.