Leal James's Form 4 filing
Tandem Diabetes Care Inc (TNDM) · filed Oct 28, 2021
- Accession no.
- 0001438133-21-000188
- Filed
- Oct 28, 2021
- Trade date
- Oct 27, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $248.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Leal JamesCIK 0001866570 | Officer (SVP, Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2021 | Common Stock | MOption exerciseAcquired | +1,666 | $51.50 | +$85,799 | 5,417 | Direct | |
| Oct 27, 2021 | Common Stock | MOption exerciseAcquired | +238 | $82.34 | +$19,596.92 | 5,655 | Direct | |
| Oct 27, 2021 | Common Stock | SSaleDisposed | −1,904 | $130.34 | −$248,167.36 | 3,751 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2021 | Common Stock | MOption exerciseDisposed | −1,666 | $51.50 | −$85,799 | 26,667 | Direct | |
| Oct 27, 2021 | Common Stock | MOption exerciseDisposed | −238 | $82.34 | −$19,596.92 | 7,386 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.