Vosseller Leigh's Form 4 filing
Tandem Diabetes Care Inc (TNDM) · filed Sep 17, 2021
- Accession no.
- 0001438133-21-000176
- Filed
- Sep 17, 2021
- Trade date
- Sep 15-16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.25M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vosseller LeighCIK 0001726322 | Officer (EVP & CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +3,500 | $18.86 | +$66,010 | 9,645 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −3,500 | $125.00 | −$437,500 | 6,145 | Direct | |
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +6,500 | $18.86 | +$122,590 | 12,645 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −6,500 | $125.00 | −$812,500 | 6,145 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +3,500 | $18.86 | +$66,010 | 51,660 | Direct | |
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +6,500 | $18.86 | +$122,590 | 45,160 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.