Sprink Eric M's Form 4 filing
Coastal Financial Corp (CCB) · filed Nov 22, 2022
- Accession no.
- 0001437958-22-000042
- Filed
- Nov 22, 2022
- Trade date
- Nov 21-22, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $522.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sprink Eric MCIK 0001299647 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2022 | Common Stock | MOption exerciseAcquired | +65,555 | $5.50 | +$360,552.5 | 233,602 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −4,516 | $47.75 | −$215,639 | 229,086 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −3,194 | $47.93 | −$153,088.42 | 225,892 | Direct | |
| Nov 22, 2022 | Common Stock | MOption exerciseAcquired | +27,951 | $5.50 | +$153,730.5 | 253,843 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −3,143 | $48.94 | −$153,818.42 | 250,700 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2022 | Common Stock | MOption exerciseDisposed | −65,555 | $5.50 | −$360,552.5 | 124,446 | Direct | |
| Nov 22, 2022 | Common Stock | MOption exerciseDisposed | −27,951 | $5.50 | −$153,730.5 | 96,495 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.