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Nilsen Teresa M's Form 4 filing

Hennessy Advisors Inc (HNNA) · filed Sep 22, 2026

Accession no.
0001437749-26-030961
Filed
Sep 22, 2026, 5:37 PM ET
Trade date
Sep 18, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nilsen Teresa MCIK 0001165098Director, Officer (President, COO and Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 18, 2026Common StockAGrant or awardAcquired+19,700$0.00$0170,522.5Direct
Sep 18, 2026Common StockFTax withholdingDisposed−9,520.5$10.38−$98,822.79161,002Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)