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Steadman Daniel B's Form 4 filing

Hennessy Advisors Inc (HNNA) · filed Sep 22, 2026

Accession no.
0001437749-26-030958
Filed
Sep 22, 2026, 5:35 PM ET
Trade date
Sep 18, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Steadman Daniel BCIK 0001165096Officer (Executive VP), Other: Advisory Committee Member

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 18, 2026Common StockAGrant or awardAcquired+9,400$0.00$045,974Direct
Sep 18, 2026Common StockFTax withholdingDisposed−3,206$10.38−$33,278.2842,768Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)