Fahy Kathryn's Form 4 filing
Hennessy Advisors Inc (HNNA) · filed Sep 22, 2026
- Accession no.
- 0001437749-26-030955
- Filed
- Sep 22, 2026, 5:28 PM ET
- Trade date
- Sep 18, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fahy KathrynCIK 0001729765 | Officer (SVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 18, 2026 | Common Stock | AGrant or awardAcquired | +12,500 | $0.00 | $0 | 73,188.93 | Direct | |
| Sep 18, 2026 | Common Stock | FTax withholdingDisposed | −4,258 | $10.38 | −$44,198.04 | 68,930.93 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.