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Cesano Alessandra's Form 4 filing

Puma Biotechnology, Inc. (PBYI) · filed Sep 16, 2026

Accession no.
0001437749-26-030593
Filed
Sep 16, 2026, 9:06 PM ET
Trade date
Sep 14, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $567.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cesano AlessandraCIK 0001827015Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 14, 2026Common StockMOption exerciseAcquired+50,000$2.93+$146,500118,850Direct
Sep 14, 2026Common StockSSaleDisposed−62,150$9.12−$566,994.4556,700Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 14, 2026Common StockMOption exerciseDisposed−50,000$0.00$050,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)