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Newton Kiera's Form 4 filing

Hennessy Advisors Inc (HNNA) · filed Sep 16, 2026

Accession no.
0001437749-26-030586
Filed
Sep 16, 2026, 7:07 PM ET
Trade date
Sep 14-16, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $8.19K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Newton KieraCIK 0001922256Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 14, 2026Common StockSSaleDisposed−593$10.34−$6,128.6615,701Direct
Sep 16, 2026Common StockSSaleDisposed−199$10.35−$2,059.6515,502Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)