Winn Charles Arch's Form 4/A amendment
AmendedASTROTECH Corp (ASTC) · filed Sep 8, 2026
- Accession no.
- 0001437749-26-029866
- Filed
- Sep 8, 2026, 9:05 PM ET
- Trade date
- Sep 1, 2026
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 1, 2026
This filing lists 1 non-derivative transaction. It was filed 7 days after the trade.
This amendment replaces 0001437749-26-029417 (filed Sep 1, 2026).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Winn Charles ArchCIK 0002048929 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2026 | Common Stock | AGrant or awardAcquired | +2,150 | $0.00 | $0 | 13,100 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares of restricted stock granted to the Reporting Person pursuant to the Astrotech Corporation 2021 Omnibus Equity Incentive Plan. The shares of restricted stock vest on each of the first three anniversaries of December 13, 2024, such that 100% of the shares of restricted stock granted shall be fully vested on December 13, 2027, subject to the Reporting Person's continuous service with the Issuer through each such applicable anniversary.
- F2
Includes 485 shares of common stock held in the Reporting Person's IRA.
Remarks
The original Form 4, filed on September 1, 2026, is being amended to restate the Date of Earliest Transaction as September 1, 2026, and clarify the vesting periods of the grant of restricted stock. The original Form 4 erroneously indicated that the Date of Earliest Transaction was December 13, 2024, when, as reported in this amendment, the Date of Earliest Transaction was September 1, 2026.