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Feldman Fredric J's Form 4 filing

Capstone Holding Corp. (CAPS) · filed Aug 11, 2026

Accession no.
0001437749-26-027123
Filed
Aug 11, 2026, 8:21 PM ET
Trade date
Mar 30-Aug 7, 2026
Filing delay
134 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. It was filed 134 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Feldman Fredric JCIK 0001191704Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 30, 2026Common StockAGrant or awardAcquired+95,000–F1–95,000Direct
Aug 7, 2026Common StockAGrant or awardAcquired+105,124–F1–200,124Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 95,000 and 105,124 shares of common stock granted to the Reporting Person on March 30, 2026 and August 7, 2026, respectively, as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)