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Jorden David Emerson's Form 4 filing

Nuo Therapeutics, Inc. (AURX) · filed Jul 2, 2026

Accession no.
0001437749-26-022665
Filed
Jul 2, 2026, 9:02 PM ET
Trade date
Jun 29-30, 2026
Filing delay
3 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jorden David EmersonCIK 0001313516Director, Officer (CEO/CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 30, 2026Common StockMOption exerciseAcquired+162,500$1.00+$162,5002,222,119Direct
Jun 30, 2026Common StockFTax withholdingDisposed−160,892$1.01−$162,500.922,061,227Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 30, 2026Common StockMOption exerciseDisposed−162,500$0.00$00Direct
Jun 29, 2026Common StockAGrant or awardAcquired+125,000$0.00$0125,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)