Ellis Thomas B's Form 4 filing
Lightpath Technologies Inc (LPTH) · filed Jun 4, 2026
- Accession no.
- 0001437749-26-019612
- Filed
- Jun 4, 2026, 7:10 PM ET
- Trade date
- Jun 2-3, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $50.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ellis Thomas BCIK 0001283774 | Director |
| North Run Strategic Opportunities Fund I, LPCIK 0002052913 | Director, 10% Owner |
| Hammer Todd BCIK 0001283775 | Other: Member |
| North Run Strategic Opportunities Fund I GP, LLCCIK 0002058804 | Other: Member |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2026 | Class A Common Stock | CConversionAcquired | +3,571,400 | $2.15 | +$7,678,510 | 6,506,228 | Indirect | |
| Jun 3, 2026 | Class A Common Stock | SSaleDisposed | −3,571,400 | $14.00 | −$49,999,600 | 2,934,828 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2026 | Class A Common Stock | CConversionDisposed | −3,571,400 | $0.00 | $0 | 6,493.08 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.