Young Morris S's Form 4 filing
Axt Inc (AXTI) · filed Jun 3, 2026
- Accession no.
- 0001437749-26-019464
- Filed
- Jun 3, 2026
- Trade date
- Jun 1-2, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $22.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Young Morris SCIK 0001078582 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2026 | Common Stock | MOption exerciseAcquired | +73,897 | $5.21 | +$385,003.37 | 2,335,225 | Direct | |
| Jun 1, 2026 | Common Stock | SSaleDisposed | −73,897 | $112.39 | −$8,305,283.83 | 2,261,328 | Direct | |
| Jun 2, 2026 | Common Stock | MOption exerciseAcquired | +11,806 | $5.21 | +$61,509.26 | 2,273,134 | Direct | |
| Jun 2, 2026 | Common Stock | SSaleDisposed | −123,601 | $113.33 | −$14,007,701.33 | 2,149,533 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2026 | Common Stock | MOption exerciseDisposed | −73,897 | $0.00 | $0 | 478,852 | Direct | |
| Jun 2, 2026 | Common Stock | MOption exerciseDisposed | −11,806 | $0.00 | $0 | 467,046 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.