Ellis Thomas B's Form 4 filing
Lightpath Technologies IncLPTH · filed May 14, 2026
- Accession no.
- 0001437749-26-017176
- Filed
- May 14, 2026, 8:00 PM ET
- Trade date
- May 12-14, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $3.58M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ellis Thomas BCIK 0001283774 | Director |
| North Run Strategic Opportunities Fund I, LPCIK 0002052913 | Director, 10% Owner |
| Hammer Todd BCIK 0001283775 | Other: Member |
| North Run Strategic Opportunities Fund I GP, LLCCIK 0002058804 | Other: Member |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 12, 2026 | Class A Common Stock | SSaleDisposed | −83,052 | $12.25F2 | −$1,017,387 | 3,200,112 | Indirect | |
| May 13, 2026 | Class A Common Stock | SSaleDisposed | −45,000 | $12.29F3 | −$553,050 | 3,155,112 | Indirect | |
| May 14, 2026 | Class A Common Stock | SSaleDisposed | −165,000 | $12.16F4 | −$2,006,400 | 2,990,112 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0813 to $12.4449 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.25 to $12.3452, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.32, inclusive.
Referenced by the price of 1 transaction in Table I.