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Fan Gary's Form 4 filing

RBB Bancorp (RBB) · filed May 1, 2026

Accession no.
0001437749-26-014340
Filed
May 1, 2026
Trade date
Apr 29, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $144.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fan GaryCIK 0001957237Officer (EVP/Chief Operations Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 29, 2026Stock OptionsMOption exerciseAcquired+6,000$21.17+$127,0207,437Direct
Apr 29, 2026Common Stock, No Par ValueSSaleDisposed−6,000$24.04−$144,2401,437Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 29, 2026Stock OptionsMOption exerciseDisposed−18,000$21.17−$127,02012,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)