Ellis Thomas B's Form 4 filing
Lightpath Technologies Inc (LPTH) · filed Mar 26, 2026
- Accession no.
- 0001437749-26-009957
- Filed
- Mar 26, 2026, 4:31 PM ET
- Trade date
- Mar 24-25, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.38M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ellis Thomas BCIK 0001283774 | Director |
| North Run Strategic Opportunities Fund I, LPCIK 0002052913 | Director, 10% Owner |
| Hammer Todd BCIK 0001283775 | Other: Member |
| North Run Strategic Opportunities Fund I GP, LLCCIK 0002058804 | Other: Member |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2026 | Class A Common Stock | SSaleDisposed | −54,557 | $12.06 | −$657,957.42 | 2,845,516 | Indirect | |
| Mar 25, 2026 | Class A Common Stock | CConversionAcquired | +740,000 | $2.15 | +$1,591,000 | 3,585,516 | Indirect | |
| Mar 25, 2026 | Class A Common Stock | SSaleDisposed | −302,352 | $12.31 | −$3,721,953.12 | 3,283,164 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 25, 2026 | Class A Common Stock | CConversionDisposed | −740,000 | – | – | 14,171.59 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.