Young Morris S's Form 4 filing
Axt Inc (AXTI) · filed Dec 8, 2025
- Accession no.
- 0001437749-25-037125
- Filed
- Dec 8, 2025
- Trade date
- Dec 4, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $421.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Young Morris SCIK 0001078582 | Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 4, 2025 | Common Stock | MOption exerciseAcquired | +32,680 | $3.06 | +$100,000.8 | 2,494,040 | Direct | |
| Dec 4, 2025 | Common Stock | MOption exerciseAcquired | +17,331 | $5.77 | +$99,999.87 | 2,511,371 | Direct | |
| Dec 4, 2025 | Common Stock | MOption exerciseAcquired | +19,193 | $5.21 | +$99,995.53 | 2,530,564 | Direct | |
| Dec 4, 2025 | Common Stock | SSaleDisposed | −35,000 | $12.05 | −$421,750 | 2,495,564 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 4, 2025 | Common Stock | MOption exerciseDisposed | −32,680 | $0.00 | $0 | 589,273 | Direct | |
| Dec 4, 2025 | Common Stock | MOption exerciseDisposed | −17,331 | $0.00 | $0 | 571,942 | Direct | |
| Dec 4, 2025 | Common Stock | MOption exerciseDisposed | −19,193 | $0.00 | $0 | 552,749 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.