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Cushman Brittani's Form 4 filing

Turning Point Brands, Inc. (TPB) · filed Nov 21, 2025

Accession no.
0001437749-25-036064
Filed
Nov 21, 2025
Trade date
Nov 19, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.55M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cushman BrittaniCIK 0001831600Officer (Sr VP, General Counsel)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 19, 2025Common StockMOption exerciseAcquired+3,000$14.85+$44,55037,687Direct
Nov 19, 2025Common StockSSaleDisposed−3,000$101.66−$304,98034,687Direct
Nov 19, 2025Common StockMOption exerciseAcquired+4,000$21.21+$84,84038,687Direct
Nov 19, 2025Common StockSSaleDisposed−4,000$101.66−$406,64034,687Direct
Nov 19, 2025Common StockMOption exerciseAcquired+3,250$15.41+$50,082.537,937Direct
Nov 19, 2025Common StockSSaleDisposed−3,250$101.66−$330,39534,687Direct
Nov 19, 2025Common StockMOption exerciseAcquired+2,500$13.00+$32,50037,187Direct
Nov 19, 2025Common StockSSaleDisposed−2,500$101.66−$254,15034,687Direct
Nov 19, 2025Common StockMOption exerciseAcquired+2,500$13.00+$32,50037,187Direct
Nov 19, 2025Common StockSSaleDisposed−2,500$101.66−$254,15034,687Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 19, 2025Common StockMOption exerciseDisposed−6,000$14.85−$44,5503,000Direct
Nov 19, 2025Common StockMOption exerciseDisposed−4,500$21.21−$84,840500Direct
Nov 19, 2025Common StockMOption exerciseDisposed−3,250$15.41−$50,082.50Direct
Nov 19, 2025Common StockMOption exerciseDisposed−10,000$13.00−$32,5000Direct
Nov 19, 2025Common StockMOption exerciseDisposed−10,000$13.00−$32,5000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)