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Barry Richard's Form 4 filing

Filana Therapeutics, Inc. (FLNA) · filed Sep 22, 2025

Accession no.
0001437749-25-029586
Filed
Sep 22, 2025
Trade date
Sep 18-19, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market purchases total $534.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Barry RichardCIK 0001562371Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 18, 2025Common StockPPurchaseAcquired+5,400$2.13+$11,502474,962Indirect
Sep 18, 2025Common StockPPurchaseAcquired+185,233$2.24+$414,921.92660,195Indirect
Sep 19, 2025Common StockPPurchaseAcquired+400$2.25+$900660,595Indirect
Sep 19, 2025Common StockPPurchaseAcquired+46,908$2.29+$107,419.32707,503Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)