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Uecker Darrin's Form 4 filing

Pulse Biosciences, Inc. (PLSE) · filed Sep 18, 2025

Accession no.
0001437749-25-029432
Filed
Sep 18, 2025
Trade date
Sep 16-17, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $731.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Uecker DarrinCIK 0001276311Director, Officer (Chief Technology Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 16, 2025Common StockMOption exerciseAcquired+25,000$4.00+$100,000147,872Direct
Sep 16, 2025Common StockSSaleDisposed−25,000$16.28−$407,000122,872Direct
Sep 17, 2025Common StockMOption exerciseAcquired+20,000$4.00+$80,000142,872Direct
Sep 17, 2025Common StockSSaleDisposed−20,000$16.21−$324,200122,872Direct
Sep 17, 2025Common StockMOption exerciseAcquired+61,534$4.00+$246,136184,406Direct
Sep 17, 2025Common StockMOption exerciseAcquired+100,000$4.00+$400,000284,406Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 16, 2025Common StockMOption exerciseDisposed−25,000$0.00$081,534Direct
Sep 17, 2025Common StockMOption exerciseDisposed−20,000$0.00$061,534Direct
Sep 17, 2025Common StockMOption exerciseDisposed−61,534$0.00$00Direct
Sep 17, 2025Common StockMOption exerciseDisposed−100,000$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)