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Gruber James R.'s Form 4 filing

Eton Pharmaceuticals, Inc.ETON · filed Aug 20, 2025

Accession no.
0001437749-25-027464
Filed
Aug 20, 2025
Trade date
Aug 19-20, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $673.7K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gruber James R.CIK 0001923165Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 19, 2025Common StockSSaleDisposed−39,082$16.16F1,F2,F3−$631,565.12205,299Direct
Aug 20, 2025Common StockSSaleDisposed−2,631$16.02F1,F2,F3−$42,148.62204,753Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The shares were sold in multiple trades at prices ranging from $16.01 to $16.43. The price reported above reflects the weighted average sales price.

Referenced by the price of 2 transactions in Table I.

F2

The shares were sold in multiple trades at prices ranging from $15.90 to $16.19. The price reported above reflects the weighted average sales price.

Referenced by the price of 2 transactions in Table I.

F3

The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)