Wigginton Brian's Form 4 filing
Turning Point Brands, Inc. (TPB) · filed Jun 18, 2025
- Accession no.
- 0001437749-25-020794
- Filed
- Jun 18, 2025
- Trade date
- Jun 16, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 7 derivative transactions. Open-market sales total $817.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wigginton BrianCIK 0001734429 | Officer (Sr VP Finance & CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2025 | Common Stock | MOption exerciseDisposed | −750 | $15.41 | −$11,557.5 | 0 | Direct | |
| Jun 16, 2025 | Common Stock | MOption exerciseDisposed | −400 | $21.21 | −$8,484 | 0 | Direct | |
| Jun 16, 2025 | Common Stock | MOption exerciseDisposed | −400 | $47.58 | −$19,032 | 0 | Direct | |
| Jun 16, 2025 | Common Stock | MOption exerciseDisposed | −2,500 | $14.85 | −$37,125 | 0 | Direct | |
| Jun 16, 2025 | Common Stock | MOption exerciseDisposed | −1,750 | $51.75 | −$90,562.5 | 0 | Direct | |
| Jun 16, 2025 | Common Stock | MOption exerciseDisposed | −2,500 | $45.05 | −$112,625 | 0 | Direct | |
| Jun 16, 2025 | Common Stock | MOption exerciseDisposed | −2,500 | $30.46 | −$76,150 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F9
The reported transaction involved the reporting person's exercise of 10,800 options granted under Turning Point Brand's Inc.'s 2015 and 2021 Equity Incentive Plans, as detailed in Table II.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.26 to $75.35.
Referenced by the price of 1 transaction in Table I.