Skip to main content

Krempa David's Form 4 filing

Eton Pharmaceuticals, Inc.ETON · filed Jun 16, 2025

Accession no.
0001437749-25-020518
Filed
Jun 16, 2025
Trade date
Jun 12-16, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $504.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Krempa DavidCIK 0001968254Officer (Chief Business Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 12, 2025Common StockSSaleDisposed−16,977$14.92F1,F4−$253,296.84629,669Direct
Jun 13, 2025Common StockSSaleDisposed−6,800$14.77F2,F4−$100,436622,869Direct
Jun 16, 2025Common StockSSaleDisposed−10,223$14.73F3,F4−$150,584.79612,646Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The shares were sold in multiple trades at prices ranging from $14.77 to $14.98. The price reported above reflects the weighted average sales price.

Referenced by the price of 1 transaction in Table I.

F2

The shares were sold in multiple trades at prices ranging from $14.75 to $14.81. The price reported above reflects the weighted average sales price.

Referenced by the price of 1 transaction in Table I.

F3

The shares were sold in multiple trades at prices ranging from $14.50 to $14.79. The price reported above reflects the weighted average sales price.

Referenced by the price of 1 transaction in Table I.

F4

The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 3 transactions in Table I.

Remarks

The Reporting Person has authorized and designated the named person to file this Form 4 on the reporting person's behalf for indefinite duration.

Read the full filing on SEC EDGAR (opens in a new tab)