Cushman Brittani's Form 4 filing
Turning Point Brands, Inc. (TPB) · filed Jun 11, 2025
- Accession no.
- 0001437749-25-020110
- Filed
- Jun 11, 2025
- Trade date
- Jun 9-10, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.13M. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001437749-25-020139 (Jun 12, 2025). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cushman BrittaniCIK 0001831600 | Officer (Sr VP, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2025 | Common Stock | MOption exerciseAcquired | +7,500 | $13.00 | +$97,500 | 42,187 | Direct | |
| Jun 9, 2025 | Common Stock | SSaleDisposed | −7,500 | $75.89 | −$569,175 | 34,687 | Direct | |
| Jun 10, 2025 | Common Stock | MOption exerciseAcquired | +7,500 | $13.00 | +$97,500 | 42,187 | Direct | |
| Jun 10, 2025 | Common Stock | SSaleDisposed | −7,500 | $74.36 | −$557,700 | 34,687 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2025 | Common Stock | MOption exerciseDisposed | −10,000 | $13.00 | −$97,500 | 2,500 | Direct | |
| Jun 10, 2025 | Common Stock | MOption exerciseDisposed | −10,000 | $13.00 | −$97,500 | 2,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.