Richards Paul's Form 4 filing
Nexpoint Diversified Real Estate Trust (NXDT) · filed Apr 7, 2025
- Accession no.
- 0001437749-25-011243
- Filed
- Apr 7, 2025
- Trade date
- Apr 3-4, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market purchases total $250.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Richards PaulCIK 0002034963 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2025 | Common Stock | PPurchaseAcquired | +58,500 | $3.77 | +$220,545 | 91,830.1 | Direct | |
| Apr 4, 2025 | Common Stock | PPurchaseAcquired | +8,500 | $3.46 | +$29,410 | 100,330.1 | Direct | |
| Apr 4, 2025 | Common Stock | MOption exerciseAcquired | +5,597 | – | – | 105,927.1 | Direct | |
| Apr 4, 2025 | Common Stock | FTax withholdingDisposed | −3,368 | $3.45 | −$11,619.6 | 102,559.1 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2025 | Common Shares | AGrant or awardAcquired | +39,069 | $0.00 | $0 | 39,069 | Direct | |
| Apr 4, 2025 | Common Shares | MOption exerciseDisposed | −5,597 | $0.00 | $0 | 11,194 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.