Norris Dustin David's Form 4 filing
Nexpoint Diversified Real Estate Trust (NXDT) · filed Apr 7, 2025
- Accession no.
- 0001437749-25-011242
- Filed
- Apr 7, 2025
- Trade date
- Apr 3-7, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market purchases total $1.27M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Norris Dustin DavidCIK 0001617176 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2025 | Common Stock | PPurchaseAcquired | +54,000 | $3.85 | +$207,900 | 183,399.02 | Direct | |
| Apr 4, 2025 | Common Stock | MOption exerciseAcquired | +12,437 | – | – | 195,836 | Direct | |
| Apr 7, 2025 | Common Stock | PPurchaseAcquired | +300,000 | $3.53 | +$1,059,000 | 495,836 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2025 | Common Shares | AGrant or awardAcquired | +46,883 | $0.00 | $0 | 46,883 | Direct | |
| Apr 4, 2025 | Common Shares | MOption exerciseDisposed | −12,437 | $0.00 | $0 | 24,876 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.