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Gerke Mark Raymond's Form 4 filing

Waterstone Financial, Inc. (WSBF) · filed Mar 3, 2025

Accession no.
0001437749-25-005834
Filed
Mar 3, 2025
Trade date
Feb 28, 2025
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $38.7K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gerke Mark RaymondCIK 0001601016Officer (EVP/Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 28, 2025Common StockMOption exerciseAcquired+5,000$12.75+$63,75033,072Direct
Feb 28, 2025Common StockSSaleDisposed−2,738$14.15−$38,742.730,334Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 28, 2025Common StockMOption exerciseDisposed−5,000$12.75−$63,7500Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)